C. E. Gaye & Sons, Ltd. Is a full service securities brokerage firm founded on Long Island in 1954. The firm is a member of FINRA, SIPC, and MSRB, and is registered as a broker/dealer by the SEC and 15 states.

     Most securities transactions are executed and cleared through First Clearing LLC, a division of Wells Fargo. This enables us to draw on the resources of one of the largest securities firms and one of the largest banks in America.

 

     Cash and securities in client accounts are protected from two sources. The Securities Investor Protection Corporation (SIPC) protects up to $500,000, of which $100,000 may be cash. Additional protection has been obtained, at no cost to you, for the remaining cash and securities in your account. This coverage does not protect against losses from any change in market values of investments.

     The structure of our firm allows us to offer the services and financial strength of large national firm along with the hometown personal service of a local firm.

 

 

 

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